1. | During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? | No | – |
2. | Were there any nonexempt transactions with any party-in-interest? | No | – |
3. | Was this plan covered by a fidelity bond? | No | – |
4. | Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? | No | – |
5. | Were any fees or commissions paid to any brokers, agents, or other persons by an insurance carrier, insurance service, or other organization that provides some or all of the benefits under the plan? | No | – |
6. | Has the plan failed to provide any benefit when due under the plan? | No | – |
7. | Did the plan have any participant loans? | Yes | $5,771 |
8. | If this is an individual account plan, was there a blackout period? | No | – |
9. | If previous question was "Yes", have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? | – | – |
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